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Legislative Requirements

 

STCW

 

International Convention on Standards of Training, Certification and Watch keeping for Seafarers, 1978

(London, 7 July 1978)

Conference of Parties to the STCW Convention, which was held at the Headquarters of the Organization from 26 June to 7 July 1995.

RECOGNIZING the importance of establishing detailed mandatory standards of competence and other mandatory provisions necessary to ensure that all seafarers shall be properly educated and trained, adequately experienced, skilled and competent to perform their duties in a manner which provides for the safety of life and property at sea and the protection of the marine environment,

RECALLING that a large percentage of maritime casualties and pollution incidents are caused by human error,

APPRECIATING that one effective means of reducing the risks associated with human error in the operation of seagoing ships is to ensure that the highest practicable standards of training, certification and competence are maintained in respect of the seafarers who are employed on such ships,

DESIRING to achieve and maintain the highest practicable standards for the safety of life and property at sea and in port and for the protection of the environment,

The amended Annex to the 1978 STCW Convention provides that part A of the STCW Code supplements the regulations annexed to the Convention

These provisions give in detail the minimum standards required to be maintained by Parties in order to give full and complete effect to the Convention.

Also contained in this Part are standards of competence required to be demonstrated by candidates for the issue and revalidation of certificates of competency under the provisions of the STCW Convention.

The abilities specified in the standards of competence are grouped as appropriate under the following seven functions:

Navigation

Cargo handling and stowage

Controlling the operation of the ship and care for persons on board

Marine engineering

Electrical, electronic and control engineering

Maintenance and repair

Radiocommunications

At the following levels of responsibility:

Management level

Operational level

Support level

Definition

Certificate” means a valid document, by whatever name it may be known, issued by or under the authority of the Administration or recognized by the Administration authorizing the holder to serve as stated in this document or as authorized by national regulations;


 Certificated” means properly holding a certificate;

 Sea-going ship” means a ship other than those which navigate exclusively in inland waters or in waters within, or closely adjacent to, sheltered waters or areas where port regulations apply;

 Radio Regulations” means the Radio Regulations annexed to, or regarded as being annexed to, the most recent International Telecommunication Convention which may be in force at any time.

Application

The Convention shall apply to seafarers serving on board sea-going ships entitled to fly the flag of a Party except to those serving on board:

(a)                warships, naval auxiliaries or other ships owned or operated by a State and engaged only on governmental non-commercial service.

(b)               fishing vessels;

(c)                pleasure yachts not engaged in trade; or

(d)               wooden ships of primitive build.

Certificates

Certificates for masters, officers or ratings shall be issued to those candidates who, to the satisfaction of the Administration, meet the requirements for service, age, medical fitness, training, qualification and examinations in accordance with the appropriate provisions of the Annex to the Convention.

Certificates for masters and officers, issued in compliance, shall be endorsed by the issuing Administration in the form as prescribed.

Dispensation

In circumstances of exceptional necessity, Administrations, if in their opinion this does not cause danger to persons, property or the environment, may issue a dispensation permitting a specified seafarer to serve in a specified ship for a specified period not exceeding six months in a capacity, other than that of the radio officer or radiotelephone operator, except as provided by the relevant Radio Regulations, for which he does not hold the appropriate certificate, provided that the person to whom the dispensation is issued shall be adequately qualified to fill the vacant post in a safe manner, to the satisfaction of the Administration. However, dispensations shall not be granted to a master or chief engineer officer, except in circumstances of force majeure and then only for the shortest possible period.

Any dispensation granted for a post shall be granted only to a person properly certificated to fill the post immediately below. Where certification of the post below is not required by the Convention, a dispensation may be issued to a person whose qualification and experience are, in the opinion of the Administration, of a clear equivalence to the requirements for the post to be filled, provided that, if such a person holds no appropriate certificate, he shall be required to pass a test accepted by the Administration as demonstrating that such a dispensation may safely be issued. In addition, Administrations shall ensure that the post in question is filled by the holder of an appropriate certificate as soon as possible.

Control

Ships, are subject, while in the ports of a Party, to control by officers duly authorized by that Party to verify that all seafarers serving on board who are required to be certificated by the Convention are so certificated or hold an appropriate dispensation. Such certificates shall be accepted unless there are clear grounds for believing that a certificate has been fraudulently obtained or that the holder of a certificate is not the person to whom that certificate was originally issued.

In the event that any deficiencies are found the officer carrying out the control shall forthwith inform, in writing, the master of the ship and the Consul or, in his absence, the nearest diplomatic representative or the maritime authority of the State whose flag the ship is entitled to fly, so that appropriate action may be taken. Such notification shall specify the details of the deficiencies found and the grounds on which the Party determines that these deficiencies pose a danger to persons, property or the environment.

In exercising the control if, taking into account the size and type of the ship and the length and nature of the voyage, the deficiencies are not corrected and it is determined that this fact poses a danger to persons, property or the environment, the Party carrying out the control shall take steps to ensure that the ship will not sail unless and until these requirements are met to the extent that the danger has been removed. The facts concerning the action taken shall be reported promptly to the Secretary-General.

When exercising control, all possible efforts shall be made to avoid a ship being unduly detained or delayed. If a ship is so detained or delayed it shall be entitled to compensation for any loss or damage resulting therefrom.

This Article shall be applied as may be necessary to ensure that no more favourable treatment is given to ships entitled to fly the flag of a non-Party than is given to ships entitled to fly the flag of a Party.

Principles governing near-coastal voyages

Any Party defining near-coastal voyages for the purpose of the Convention shall not impose training, experience or certification requirements on the seafarers serving on board the ships entitled to fly the flag of another Party and engaged on such voyages in a manner resulting in more stringent requirements for such seafarers than for seafarers serving on board ships entitled to fly its own flag.

With respect to ships entitled to fly the flag of a Party regularly engaged on near-coastal voyages off the coast of another Party, the Party whose flag the ship is entitled to fly shall prescribe training, experience and certification requirements for seafarers serving on such ships at least equal to those of the Party off whose coast the ship is engaged, provided that they do not exceed the requirements of the Convention in respect of ships not engaged on near-coastal voyages. A ship, which extends its voyage beyond what is defined as a near-coastal voyage by a Party and enters waters not covered by that definition shall fulfill the requirements of the Convention without relaxation under this Regulation.

An Administration may issue a certificate restricted to service on ships engaged exclusively on near-coastal voyages and, for the issue of such a certificate, may exclude such subjects as are not applicable to the waters or ships concerned, bearing in mind the effect on the safety of all ships which may be operating in the same waters.


 

Mandatory minimum requirements for certification of masters and chief mates of ships of 200 gross register tons or more

Master and chief mate of ships of 1,600 gross register tons or more

Every master and chief mate of a sea-going ship of 1,600 gross register tons or more shall hold an appropriate certificate.

Every candidate for certification shall:

(a)    satisfy the Administration as to medical fitness, particularly regarding eyesight and hearing;

(b)   meet the requirements for certification as an officer in charge of a navigational watch on ships of 200 gross register tons or more and have approved sea-going service in that capacity:

(i) for certification as chief mate, not less than 18 months; however, this period may be reduced to not less than 12 months if the Administration requires special training which it considers to be equivalent to at least six months’ service as officer in charge of a navigational watch;

(ii) for certification as master, not less than 36 months; however, this period may be reduced to not less than 24 months if not less than 12 months of such sea-going service has been served as chief mate, or if the Administration requires special training which it considers to be equivalent to such service;

(c) have passed appropriate examination to the satisfaction of the Administration. Such examination shall include the material set out in the Appendix to this Regulation, except that the Administration may vary these examination requirements for masters and chief mates of ships of limited size engaged on near-coastal voyages, as it considers necessary, bearing in mind the effect on the safety of all ships which may be operating in the same waters.

Mandatory minimum requirements for certification of officers in charge of a navigational watch on ships of 200 gross register tons or more

Every officer in charge of a navigational watch serving on a sea-going ship of 200 gross register tons or more shall hold an appropriate certificate.

Every candidate for certification shall:

(a)    be not less than 18 years of age;

(b)   satisfy the Administration as to medical fitness, particularly regarding eyesight and hearing;

(c)    have approved sea-going service in the deck department of not less than three years which shall include at least six months of bridge watchkeeping duties under the supervision of a qualified officer; however, an Administration may allow the substitution of a period of special training for not more than two years of this approved sea-going service, provided the Administration is satisfied that such training is at least equivalent in value to the period of sea-going service it replaces;

(d)   satisfy the Administration by passing an appropriate examination that he possesses adequate theoretical and practical knowledge appropriate to his duties.

Restricted certificates

For issue of restricted certificates for service on near-coastal voyages, the Administration may omit the following subjects from those shown in the Appendix, bearing in mind the effect on the safety of all ships which may be operating in the same waters:

(a)    celestial navigation;

(b)   electronic systems of position fixing and navigation for waters not covered by such systems.


Level of knowledge

(a)    The level of knowledge to be required in the subjects shown in the Appendix shall be sufficient for the officer of the watch to carry out his watchkeeping duties safely.

(b)   Training to achieve the necessary theoretical knowledge and practical experience shall be based on “Basic Principles to be Observed in Keeping a Navigational Watch” and relevant international regulations and recommendations.

Mandatory minimum requirements for certification of radiotelephone operators

Every radiotelephone operator in charge of, or performing, radio duties in a ship shall hold an appropriate certificate or certificates issued or recognized by the Administration under the provisions of the Radio Regulations.

In addition, such radiotelephone operator of a ship which is required to have a radiotelephone station by the International Convention for the Safety of Life at Sea, shall:

(a)    be not less than 18 years of age;

(b)   satisfy the Administration as to medical fitness, particularly regarding eyesight, hearing and speech;

(c)    meet the requirements of the Appendix to this Regulation.

Every candidate for a certificate shall be required to pass an examination or examinations to the satisfaction of the Administration concerned.

The level of knowledge required for certification shall be sufficient for the radiotelephone operator to carry out his radio duties safely and efficiently. In determining the appropriate level of knowledge and the training necessary to achieve that knowledge and practical ability, the Administration shall take into account the requirements of the Radio Regulations and the Appendix to this Regulation. Administrations shall also take into account the relevant resolutions adopted by the International Conference on Training and Certification of Seafarers, 1978 (1995), and relevant IMO recommendations.

 

Mandatory minimum requirements for ratings forming part of a navigational watch

The minimum requirements for a rating forming part of a navigational watch on a sea-going ship of 200 gross register tons or more are set out below. These requirements are not those for certification of able seamen, nor, except for ships of limited size, are they minimum requirements for a rating who is to be the sole rating of a navigational watch. Administrations may require additional training and qualifications for a rating who is to be the sole rating of a navigational watch.

Every rating forming part of a navigational watch on a sea-going ship of 200 gross register tons or more shall:

(a)    be not less than 16 years of age;

(b)   satisfy the Administration as to medical fitness, particularly regarding eyesight and hearing;

(c)    satisfy the Administration that he has:

(i)                  completed approved sea-going service, including not less than six months’ sea experience associated, in particular, with navigational watchkeeping duties; or

(ii)                successfully undergone special training, either pre-sea or aboard ship, including an adequate period of sea-going service as required by the Administration which shall be not less than two months;

(d) have experience or training which includes:

(i)                           basic principles of fire-fighting, first aid, personal survival techniques, health hazards and personal safety;

(ii)                         ability to understand orders and make himself understood by the officer of the watch in matters relevant to his duties;

(iii)                        ability to steer and comply with helm orders, together with sufficient knowledge of magnetic and gyro compasses for performance of these duties;

(iv)                       ability to keep a proper look-out by sight and hearing and report the approximate bearing of a sound signal, light or other object in degrees or points;

(v)                         familiarity with the change-over from automatic pilot to hand steering and vice-versa;

(vi)                       knowledge of the use of appropriate internal communication and alarm systems;

(vii)                      knowledge of pyrotechnic distress signals;

(viii)                    knowledge of his emergency duties;

(ix)                       knowledge of shipboard terms and definitions appropriate to his duties.

The experience, may be acquired through performance of duties associated with navigational watchkeeping, but only if such duties are carried out under the direct supervision of the master, officer in charge of the navigational watch or a qualified rating.

Mandatory minimum requirements for ratings forming part of an engine room watch

The minimum requirements for a rating if forming part of an engine room watch shall be as below. These requirements are for:

Every rating forming part of an engine room watch shall:

(a)    be not less than 16 years of age;

(b)   satisfy the Administration as to medical fitness, including eyesight and hearing;

(c)    satisfy the Administration as to:

(i)                           experience or training regarding fire-fighting, basic first aid, personal survival techniques, health hazards and personal safety;

(ii)                         ability to understand orders, and make himself understood in matters relevant to his duties;

(d) satisfy the Administration that he has:

(i)                           shore experience relevant to his sea-going duties supplemented by an adequate period of sea-going service as required by the Administration; or

(ii)                         undergone special training either pre-sea or on board ship, including an adequate period of sea-going service as required by the Administration; or

(iii)                        approved sea-going service of at least six months.

Every such rating shall have knowledge of:

(a)                          engine room watchkeeping procedures and the ability to carry out a watch routine appropriate to his duties;

(b)                          safe working practices as related to engine room operations;

(c)                          terms used in machinery spaces and names of machinery and equipment relative to his duties;

(d)                          basic environmental protection procedures.

Every rating required to keep a boiler watch shall have knowledge of the safe operation of boilers, and shall have the ability to maintain the correct water levels and steam pressures.

Every rating forming part of an engine room watch shall be familiar with his watchkeeping duties in the machinery spaces on the ship on which he is to serve. In particular, with respect to that ship the rating shall have:

(a)    knowledge of the use of appropriate internal communication systems;

(b)   knowledge of escape routes from machinery spaces;

(c)    knowledge of engine room alarm systems and ability to distinguish between the various alarms with special reference to fire extinguishing gas alarms;

(d)   familiarity with the location and use of fire-fighting equipment in the machinery spaces.

A seafarer may be considered by the Administration to have met the requirements of this Regulation if he has served in a relevant capacity in the engine department for a period of not less than one year within the last five years preceding the entry into force of the Convention for that Administration.

Mandatory minimum requirements for the training and qualifications of masters, officers and ratings of oil tankers

Officers and ratings who are to have specific duties, and responsibilities related to those duties, in connection with cargo and cargo equipment on oil tankers and who have not served on board an oil tanker as part of the regular complement, before carrying out such duties shall have completed an appropriate shore-based fire-fighting course; and

(a)                          an appropriate period of supervised shipboard service in order to acquire adequate knowledge of safe operational practices; or

(b)                          an approved oil tanker familiarization course which includes basic safety and pollution prevention precautions and procedures, layouts of different types of oil tankers, types of cargo, their hazards and their handling equipment, general operational sequence and oil tanker terminology.

Masters, chief engineer officers, chief mates, second engineer officers and, if other than the foregoing, any person with the immediate responsibility for loading, discharging and care in transit or handling of cargo, in addition to the provisions of paragraph 1, shall have:

(a)    relevant experience appropriate to their duties on oil tankers; and

(b)   completed a specialized training programme appropriate to their duties, including oil tanker safety, fire safety measures and systems, pollution prevention and control, operational practice and obligations under applicable laws and regulations.

Within two years after the entry into force of the Convention for a Party, a seafarer may be considered to have met the requirements if he has served in a relevant capacity on board oil tankers for a period of not less than one year within the preceding five years.

Mandatory minimum requirements for the training and qualifications of masters, officers and ratings of chemical tankers

Officers and ratings who are to have specific duties, and responsibilities related to those duties, in connection with cargo and cargo equipment on chemical tankers and who have not served on board a chemical tanker as part of the regular complement, before carrying out such duties shall have completed an appropriate shore-based fire-fighting course; and

(a)                          an appropriate period of supervised shipboard service in order to acquire adequate knowledge of safe operational practices; or

(b)                          an approved chemical tanker familiarization course which includes basic safety and pollution prevention precautions and procedures, layouts of different types of chemical tankers, types of cargo, their hazards and their handling equipment, general operational sequence and chemical tanker terminology.

Masters, chief engineer officers, chief mates, second engineer officers and, if other than the foregoing, any person with the immediate responsibility for loading, discharging and care in transit or handling of cargo, in addition to the provisions of paragraph 1, shall have:

(a)    relevant experience appropriate to their duties on chemical tankers; and

(b)   completed a specialized training programme appropriate to their duties, including chemical tanker safety, fire safety measures and systems, pollution prevention and control, operational practice and obligations under applicable laws and regulations.

Within two years after the entry into force of the Convention for a Party, a seafarer may be considered to have met the requirements if he has served in a relevant capacity on board chemical tankers for a period of not less than one year within the preceding five years.

Mandatory minimum requirements for the training and qualifications of masters, officers and ratings of liquefied gas tankers

Officers and ratings who are to have specific duties, and responsibilities related to those duties, in connection with cargo and cargo equipment on liquefied gas tankers and who have not served on board a liquefied gas tanker as part of the regular complement, before carrying out such duties shall have completed an appropriate shore-based fire-fighting course; and

(a)                          an appropriate period of supervised shipboard service in order to acquire adequate knowledge of safe operational practices; or

(b)                          an approved liquefied gas tanker familiarization course which includes basic safety and pollution prevention precautions and procedures, layouts of different types of liquefied gas tankers, types of cargo, their hazards and their handling equipment, general operational sequence and liquefied gas tanker terminology.

Masters, chief engineer officers, chief mates, second engineer officers and, if other than the foregoing, any person with the immediate responsibility for loading, discharging and care in transit or handling of cargo, in addition to the provisions of paragraph 1, shall have:

(a)    relevant experience appropriate to their duties on liquefied gas tankers; and

(b)   completed a specialized training programme appropriate to their duties including liquefied gas tanker safety, fire safety measures and systems, pollution prevention and control, operational practice and obligations under applicable laws and regulations.

Within two years after the entry into force of the Convention for a Party, a seafarer may be considered to have met the requirements if he has served in a relevant capacity on board liquefied gas tankers for a period of not less than one year within the preceding five years.

Mandatory minimum requirements to ensure the continued proficiency and up-dating of knowledge of masters and deck officers

Every master and every deck officer holding a certificate who is serving at sea or intends to return to sea after a period ashore shall, in order to continue to qualify for sea-going service, be required at regular intervals not exceeding five years to satisfy the Administration as to:

(a)    medical fitness, particularly regarding eyesight and hearing; and

(b)   professional competence:

(i)                           by approved sea-going service as master or deck officer of at least one year during the preceding five years; or

(ii)                         by virtue of having performed functions relating to the duties appropriate to the grade of certificate held which are considered to be at least equivalent to the sea-going service required; or

(iii)                        by one of the following:

-         passing an approved test; or

-         successfully completing an approved course or courses; or

-         having completed approved sea-going service as a deck officer for a period of not less than three months in a supernumerary capacity immediately prior to taking up the rank to which he is entitled by virtue of his certificate.

The Administration shall, in consultation with those concerned, formulate or promote the formulation of a structure of refresher and up-dating courses, either voluntary or mandatory, as appropriate, for masters and deck officers who are serving at sea, especially for re-entrants to sea-going service. The Administration shall ensure that arrangements are made to enable all persons concerned to attend such courses as appropriate to their experience and duties. Such courses shall be approved by the Administration and include changes in marine technology and relevant international regulations and recommendations concerning the safety of life at sea and the protection of the marine environment.

Every master and deck officer shall, for continuing sea-going service on board ships for which special training requirements have been internationally agreed upon, successfully complete an approval relevant training.

The Administration shall ensure that the texts of recent changes in international regulations concerning the safety of life at sea and the protection of the marine environment are made available to ships under its jurisdiction.

Basic principles to be observed in keeping a navigational watch

Parties shall direct the attention of shipowners, ship operators, masters and watchkeeping personnel to the following principles which shall be observed to ensure that a safe navigational watch is maintained at all times.

The master of every ship is bound to ensure that watchkeeping arrangements are adequate for maintaining a safe navigational watch. Under the master’s general direction, the officers of the watch are responsible for navigating the ship safely during their periods of duty when they will be particularly concerned with avoiding collision and stranding.

The basic principles, including but not limited to the following, shall be taken into account on all ships.

Watch arrangements

(a) The composition of the watch shall at all times be adequate and appropriate to the prevailing circumstances and conditions and shall take into account the need for maintaining a proper look-out.

(b) When deciding the composition of the watch on the bridge which may include appropriate deck ratings, the following factors, inter alia, shall be taken into account:

(i)                  at no time shall the bridge be left unattended;

(ii)                weather conditions, visibility and whether there is daylight or darkness;

(iii)               proximity of navigational hazards which may make it necessary for the officer in charge of the watch to carry out additional navigational duties;

(iv)              use and operational condition of navigational aids such as radar or electronic position-indicating devices and any other equipment affecting the safe navigation of the ship;

(v)                whether the ship is fitted with automatic steering;

(vi)              any unusual demands on the navigational watch that may arise as a result of special operational circumstances.

Fitness for duty

The watch system shall be such that the efficiency of watchkeeping officers and watchkeeping ratings is not impaired by fatigue. Duties shall be so organized that the first watch at the commencement of a voyage and the subsequent relieving watches are sufficiently rested and otherwise fit for duty.

Navigation

(a) The intended voyage shall be planned in advance taking into consideration all pertinent information and any course laid down shall be checked before the voyage commences.

(b) During the watch the course steered, position and speed shall be checked at sufficiently frequent intervals, using any available navigational aids necessary, to ensure that the ship follows the planned course.

(c) The officer of the watch shall have full knowledge of the location and operation of all safety and navigational equipment on board the ship and shall be aware and take account of the operating limitations of such equipment.

(d) The officer in charge of a navigational watch shall not be assigned or undertake any duties which would interfere with the safe navigation of the ship.


Navigational equipment

(a) The officer of the watch shall make the most effective use of all navigational equipment at his disposal.

(b) When using radar, the officer of the watch shall bear in mind the necessity to comply at all times with the provisions on the use of radar contained in the applicable regulations for preventing collisions at sea.

(c) In cases of need the officer of the watch shall not hesitate to use the helm, engines and sound signalling apparatus.

Navigational duties and responsibilities

(a) The officer in charge of the watch shall:

(i)                           keep his watch on the bridge which he shall in no circumstances leave until properly relieved;

(ii)                         continue to be responsible for the safe navigation of the ship, despite the presence of the master on the bridge, until the master informs him specifically that he has assumed that responsibility and this is mutually understood;

(iii)                        notify the master when in any doubt as to what action to take in the interest of safety;

(iv)                       not hand over the watch to the relieving officer if he has reason to believe that the latter is obviously not capable of carrying out his duties effectively, in which case he shall notify the master accordingly.

(b) On taking over the watch the relieving officer shall satisfy himself as to the ship’s estimated or true position and confirm its intended track, course and speed and shall note any dangers to navigation expected to be encountered during his watch.

(c) A proper record shall be kept of the movements and activities during the watch relating to the navigation of the ship.

Look-out

In addition to maintaining a proper look-out for the purpose of fully appraising the situation and the risk of collision, stranding and other dangers to navigation, the duties of the look-out shall include the detection of ships or aircraft in distress, shipwrecked persons, wrecks and debris. In maintaining a look-out the following shall be observed:

(a) the look-out must be able to give full attention to the keeping of a proper look-out and no other duties shall be undertaken or assigned which could interfere with that task;

(b) the duties of the look-out and helmsman are separate and the helmsman shall not be considered to be the look-out while steering, except in small ships where an unobstructed all-round view is provided at the steering position and there is no impairment of night vision or other impediment to the keeping of a proper look-out. The officer in charge of the watch may be the sole look-out in daylight provided that on each such occasion:

(i)                           the situation has been carefully assessed and it has been established without doubt that it is safe to do so;

(ii)                          full account has been taken of all relevant factors including, but not limited to:

-         state of weather

-         visibility

-         traffic density

-         proximity of danger to navigation

(iii)            the attention necessary when navigating in or near traffic separation schemes;

(iv)                       assistance is immediately available to be summoned to the bridge when any change in the situation so requires.


Navigation with pilot embarked

Despite the duties and obligations of a pilot, his presence on board does not relieve the master or officer in charge of the watch from their duties and obligations for the safety of the ship. The master and the pilot shall exchange information regarding navigation procedures, local conditions and the ship’s characteristics. The master and officer of the watch shall co-operate closely with the pilot and maintain an accurate check of the ship’s position and movement.

Protection of the marine environment

The master and officer in charge of the watch shall be aware of the serious effects of operational or accidental pollution of the marine environment and shall take all possible precautions to prevent such pollution, particularly within the framework of relevant international and port regulations.

Basic principles to be observed in keeping an engineering watch

Parties shall direct the attention of shipowners, ship operators, masters, chief engineer officers and watchkeeping personnel to the following principles which shall be observed to ensure that a safe engineering watch is maintained at all times.

The term “watch” is used in this Regulation to mean either a group of personnel composing the watch or a period of responsibility for an engineer officer during which his physical presence in the machinery space may or may not be required.

The basic principles, including but not limited to the following, shall be taken into account on all ships.

General

(a) The chief engineer officer of every ship is bound, in consultation with the master, to ensure that watchkeeping arrangements are adequate to maintain a safe watch. When deciding the composition of the watch, which may include appropriate engine room ratings, the following criteria, inter alia, shall be taken into account:

(i)                  type of ship;

(ii)                type and condition of the machinery;

(iii)               special modes of operation dictated by conditions such as weather, ice, contaminated water, shallow water, emergency conditions, damage containment or pollution abatement;

(iv)              qualifications and experience of the watch;

(v)                safety of life, ship, cargo and port, and protection of the environment;

(vi)              observance of international, national and local regulations;

(vii)             maintaining the normal operations of the ship.

(b) Under the direction of the chief engineer officer, the engineer officer in charge of the watch shall be responsible for the inspection, operation and testing, as required, of all machinery and equipment under his responsibility. The engineer officer in charge of a watch is the chief engineer officer’s representative and his primary responsibility, at all times, shall be the safe and efficient operation and up-keep of machinery affecting the safety of the ship.

(c) The chief engineer officer shall, in consultation with the master, determine in advance the needs of the intended voyage, taking into consideration the requirements for fuel, water, lubricants, chemicals, expendable and other spare parts, tools, supplies and any other requirements.

Operation

(a) The engineer officer in charge of the watch shall ensure that the established watchkeeping arrangements are maintained. Under his general direction engine room ratings, if forming part of the watch, shall be required to assist in the safe and efficient operation of the propulsion machinery and the auxiliary equipment.

(b) At the commencement of the engineering watch, the current operational parameters and condition of all machinery shall be verified. Any machinery not functioning properly, expected to malfunction or requiring special service, shall be noted along with any action already taken. Plans shall be made for any further action if required.

(c) The engineer officer in charge of the watch shall ensure that the main propulsion plant and auxiliary systems are kept under constant surveillance, inspections are made of the machinery and steering gear spaces at suitable intervals and appropriate action is taken to remedy any malfunction discovered.

(d) When the machinery spaces are in the manned condition, the engineer officer in charge of the watch shall at all times be readily capable of operating the propulsion equipment in response to needs for changes in direction or speed. When the machinery spaces are in the periodic unmanned condition, the designated duty engineer officer in charge of the watch shall be immediately available and on call to attend the machinery spaces.

(e) All bridge orders shall be promptly executed. Changes in direction or speed of the main propulsion unit shall be recorded, except where an Administration determines that the size or characteristics of a particular ship make such recording impracticable. The engineer officer in charge of the watch shall ensure that the main propulsion unit controls, when in the manual mode of operation, are continuously attended under standby or manoeuvring conditions.

(f) The engineer officer in charge of the watch shall not be assigned or undertake any duties which would interfere with his supervisory duty in respect of the main propulsion system and its ancillary equipment and he shall ensure that the main propulsion system and auxiliary equipment are kept under constant surveillance until he is properly relieved.

(g) Due attention shall be paid to the maintenance and support of all machinery, including mechanical, electrical, hydraulic and pneumatic systems, their control apparatus and associated safety equipment, all accommodation service systems equipment and the recording of stores and spare gear usage.

(h) The chief engineer officer shall ensure that the engineer officer in charge of the watch is informed of all preventive maintenance, damage control, or repair operations to be performed during the watch. The engineer officer in charge of the watch shall be responsible for the isolation, by-passing and adjustment of all machinery under his responsibility that is to be worked on, and shall record all work carried out.

(i) Before going off duty, the engineer officer in charge of the watch shall ensure that all events related to the main and auxiliary machinery are suitably recorded.

(j) To avoid any danger to the safety of the ship and its crew, the engineer officer in charge of the watch shall notify the bridge immediately in the event of fire, impending actions in machinery spaces that may cause reduction in ship’s speed, imminent steering failure, stoppage of the ship’s propulsion system or any alteration in the generation of electric power, or similar threat to safety. This notification, where possible, shall be accomplished before changes are made in order to afford the bridge the maximum available time to take whatever actions are possible to avoid a potential marine casualty.

(k) When the engine room is put in a standby condition, the engineer officer in charge of the watch shall ensure that all machinery and equipment which may be used during manoeuvring is in a state of immediate readiness and that an adequate reserve of power is available for steering gear and other requirements.

Watch requirements

(a) Every member of the watch shall be familiar with his assigned watchkeeping duties. In addition, every member shall have with respect to that ship:

(i)                  knowledge of the use of appropriate internal communication systems;

(ii)                knowledge of escape routes from machinery spaces;

(iii)               knowledge of engine room alarm systems and the ability to distinguish between the various alarms with special reference to the CO2 alarm;

(iv)              knowledge of the positions and use of the fire-fighting equipment in the machinery spaces.

(b) The composition of an underway watch shall, at all times, be adequate to ensure the safe operation of all machinery affecting the operation of the ship, in either automated or manual mode and be appropriate to the prevailing circumstances and conditions. To achieve this, the following, inter alia, shall be taken into account:

(i)                           adequate supervision, at all times, of machinery affecting the safe operation of the ship;

(ii)                         condition and reliability of any remotely operated propulsion and steering equipment and their controls, control location and the procedures involved in placing them in a manual mode of operation in the event of breakdown or emergency;

(iii)                        location and operation of fixed fire detection, fire extinction or fire containment devices and apparatus;

(iv)                       use and operational condition of auxiliary, standby and emergency equipment affecting the safe navigation, mooring or docking operations of the ship;

(v)                         steps and procedures necessary to maintain the condition of machinery installations in order to ensure their efficient operation during all modes of ship operation;

(vi)                       any other demands on the watch which may arise as a result of special operating circumstances.

(c) At an unsheltered anchorage the chief engineer officer shall consult with the master whether or not to maintain an underway watch.

Fitness for duty

The watch system shall be such that the efficiency of the watch is not impaired by fatigue. Duties shall be so organized by the chief engineer officer that the first watch at the commencement of a voyage and the subsequent relieving watches are sufficiently rested and otherwise fit for duty.

Protection of the marine environment

All engineer officers and engine room ratings shall be aware of the serious effects of operational or accidental pollution of the marine environment and shall take all possible precautions to prevent such pollution, particularly within the framework of relevant international and port regulations.


Mandatory minimum requirements for the issue of certificates of proficiency in survival craft

Every seafarer to be issued with a certificate of proficiency in survival craft shall:

(a) be not less than 171/2 years of age;

(b) satisfy the Administration as to medical fitness;

(c) have approved sea-going service of not less than 12 months or have attended an approved training course and have approved sea-going service of not less than nine months;

(d) satisfy the Administration by examination or by continuous assessment during an approved training course that he possesses knowledge of the contents of the Appendix to this Regulation;

(e) demonstrate to the satisfaction of the Administration by examination or by continuous assessment during an approved training course that he possesses the ability to:

(i)                           don a life-jacket correctly; safely jump from a height into the water; board a survival craft from the water while wearing a life-jacket;

(ii)                         right an inverted liferaft while wearing a life-jacket;

(iii)                        interpret the marking on survival craft with respect to the number of persons they are permitted to carry;

(iv)                       make the correct commands required for launching and boarding the survival craft, clearing the ship and handling and disembarking from the survival craft;

(v)                         prepare and launch survival craft safely into the water and clear the ship’s side quickly;

(vi)                       deal with injured persons both during and after abandonment;

(vii)                      row and steer, erect a mast, set the sails, manage a boat under sail and steer a boat by compass;

(viii)                    use signalling equipment, including pyrotechnics;

(ix)                       use portable radio equipment for survival craft.